Self-regulatory organizations

Results: 6954



#Item
321Financial system / Direct Edge / Consolidated Tape Association / BATS Global Markets / Market data / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Stock market / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXMarch 27, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:36:07
322Economy of the United States / New York Stock Exchange / Securities Exchange Act / NYSE Arca / U.S. Securities and Exchange Commission / United States / Financial regulation / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 10, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proc

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 08:43:08
323Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Finance / Government / SEC filing / Regulation S-K / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 17, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-17 13:14:38
324Finance / United States securities law / Central Securities Depositories / United States Securities and Exchange Commission / 73rd United States Congress / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Settlement / Financial economics / Financial system / Securities

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-DTCApril 10, 2015 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Discontinue the Prosp

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Language: English - Date: 2015-04-10 15:57:40
325Finance / United States securities law / Financial services / Securities Exchange Act / United States Securities and Exchange Commission / IShares Russell / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 9, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change M

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Language: English - Date: 2015-04-10 08:29:32
326Investment / 73rd United States Congress / United States securities law / Finance / Financial markets / Regulation NMS / Order / Market maker / NASDAQ / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 31, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Proposed Rule Change to Amend and Restate Certain Rules tha

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 17:40:38
327United States Securities and Exchange Commission / Finance / Financial system / Credit default swap / 73rd United States Congress / Futures contract / Derivative / Securities Exchange Act / SEC filings / Financial economics / United States securities law / United States housing bubble

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 26, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Additional Eu

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:32:20
328SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 17, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-04-17 16:56:23
329Securities Exchange Act / United States securities law / Market maker / Financial economics / Financial system / Finance / Futures exchanges / Chicago Stock Exchange / London Stock Exchange / Financial markets / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY to Refine the

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:15:00
330Financial system / Direct Edge / Consolidated Tape Association / Market data / BATS Global Markets / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Stock market / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXMarch 27, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:39:57
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